Legal

Legal Disclaimer

Rochfort Finance Pty Limited (ACN 703 012 846)

1. About this disclaimer

1.1 This disclaimer applies to the website operated by Rochfort Finance Pty Limited (ACN 703 012 846) (Rochfort Finance, we, us or our) at www.rochfortfinance.com.au (Website), and to any information, documents, presentations or communications we provide, whether through the Website or otherwise (Information).

1.2 By accessing the Website or using the Information, you accept this disclaimer.

2. General information only

2.1 The Information is general in nature and is provided for information purposes only. It does not take into account your objectives, financial situation or needs.

2.2 The Information does not constitute, and must not be relied on as:

  1. (a) financial product advice;
  2. (b) legal, tax or accounting advice;
  3. (c) investment advice; or
  4. (d) a recommendation to enter into any transaction.

2.3 You should obtain independent professional advice tailored to your circumstances before acting, or refraining from acting, on the basis of any Information.

3. We are not a lender

3.1 Rochfort Finance is not a lender, financier or credit provider. We do not provide loans, credit, funding or investment capital, and we do not make lending or credit decisions.

3.2 Any finance is provided by independent lenders, investors or capital providers on their own terms, subject to their own assessment and approval. We do not guarantee that finance will be obtained, or the terms on which it may be offered.

4. Our regulatory position

4.1 Rochfort Finance does not hold an Australian Financial Services Licence or an Australian Credit Licence.

4.2 Our services are commercial debt and capital advisory services, including structured finance advisory, provided to companies seeking to raise capital, with a focus on the mining sector. We act for the company seeking finance and do not act for, or provide advice to, investors or lenders.

4.3 We do not provide financial product advice within the meaning of the Corporations Act 2001 (Cth), and we do not make recommendations or statements of opinion intended to influence a person in making a decision about a financial product.

5. Wholesale clients only

5.1 Our services are provided only to wholesale, institutional and high net worth clients. They are not intended for, or offered to, retail clients.

6. No offer or solicitation

6.1 Nothing in the Information constitutes an offer, invitation or solicitation to provide any financial service or financial product, to acquire any securities or credit, or to enter into any agreement or transaction.

6.2 Any engagement of our services is governed solely by a separate written engagement agreement between you and us. You must not rely on the Information for any investment decision.

7. No representation or warranty

7.1 While we take reasonable care in preparing the Information, we make no representation or warranty, express or implied, that the Information is accurate, complete, reliable or current, that it is suitable for your circumstances, or that any particular outcome will be achieved.

7.2 Any reliance on the Information is at your own risk.

8. Limitation of liability

8.1 To the maximum extent permitted by law, we, and our directors, employees, contractors and agents, exclude all liability for any loss or damage (including indirect or consequential loss) arising from your use of, or reliance on, the Website or the Information.

8.2 Nothing in this disclaimer excludes any right or remedy that cannot lawfully be excluded.

9. Governing law

9.1 This disclaimer is governed by the laws of New South Wales, Australia.

10. Contact

10.1 Enquiries about this disclaimer may be directed to Rochfort Finance Pty Limited, Level 36, 1 Macquarie Place, Sydney NSW 2000, or by email to info@rochfortfinance.com.au.

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